Week 2025-W50

Monday 2025-12-08 to Sunday 2025-12-14: no filing entries and 1 regulator document in the log.

Regulator documents, by document date1

Date	Body	Type	Title
2025-12-09	FINRA	Report section	GenAI: Continuing and Emerging TrendsA section new to FINRA's 2026 Annual Regulatory Oversight Report says FINRA's rules continue to apply when firms use GenAI and that firms have started to implement GenAI with a focus on efficiency in internal processes.