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  3. 2024-W41
2024-10-07 to 2024-10-13

Week 2024-W41

Monday 2024-10-07 to Sunday 2024-10-13: no filing entries and 1 regulator document in the log.

Regulator documents, by document date1

DateBodyTypeTitle
2024-10-10SECPress releaseSEC Charges Rimar Capital Entities and Owner Itai Liptz for Defrauding Investors by Making False and Misleading Statements About Use of Artificial IntelligenceThe SEC settled charges that Rimar Capital entities, their owner and a board member made false and misleading statements about the purported use of AI for automated trading, with $310,000 in total civil penalties.

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