Week 2023-W30

Monday 2023-07-24 to Sunday 2023-07-30: no filing entries and 1 regulator document in the log.

Regulator documents, by document date1

Date	Body	Type	Title
2023-07-26	SEC	Proposed rule	SEC Proposes New Requirements to Address Risks to Investors From Conflicts of Interest Associated With the Use of Predictive Data Analytics by Broker-Dealers and Investment AdvisersThe SEC proposed rules that would require broker-dealers and investment advisers to address conflicts of interest associated with their use of predictive data analytics and similar technologies when interacting with investors.