AI in the finance function, from the filings

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Log 2025-11-04 to 2026-11-13https://cfonews.ai/stats/ai-in-10-k-risk-factors

AI in 10-K risk factors, by quarter

22 10-K filings from 22 companies in this log name AI in an Item 1A risk factor that touches finance, filed between 2025-11-04 and 2026-11-13. The most in one quarter is 16, in 2026-Q1.

This is a count of this log, not of every filer: the log holds what the desk’s EDGAR full-text searches found and an editor checked, starting 2025-11-04. Quarters are calendar quarters of the filing date; 15 of the 22 filings are for a fiscal year that ended in December.

Filings by quarter filed22

QuarterThe log coversFilingsCompaniesBar
2026-Q42026-10-01 to 2026-11-13 (part)22
2026-Q32026-07-01 to 2026-09-3022
2026-Q22026-04-01 to 2026-06-3022
2026-Q12026-01-01 to 2026-03-311616
2025-Q42025-11-04 to 2025-12-31 (part)00

The filings counted22

FiledQuarterCompany and entryFiling
2026-10-212026-Q4Winnebago Industries Inc.Winnebago says unreliable AI outputs could affect forecasting and financial reporting0001628280-26-066701
2026-10-082026-Q4Oil-Dri Corp of AmericaOil-Dri says it does not currently use AI in financial reporting or its internal controls0001628280-26-065453
2026-09-102026-Q3IBEX LtdIBEX names AI-enabled social engineering among routes to fraudulent payments0001720420-26-000025
2026-08-312026-Q3Super Micro Computer, Inc.Super Micro Computer says AI output errors could reach its financial reporting0001375365-26-000022
2026-06-042026-Q2World Acceptance Corp.World Acceptance says AI could be used to manipulate internal controls0000108385-26-000014
2026-05-142026-Q2Prestige Consumer Healthcare Inc.Prestige Consumer Healthcare cites AI-enabled impersonation among threats it has faced0001295947-26-000016
2026-03-272026-Q1Bank of the James Financial Group Inc.Bank of the James names deepfake and voice-spoofing fraud among AI-assisted attacks0001275101-26-000010
2026-03-262026-Q1Linkhome Holdings Inc.Linkhome says it has not yet used AI in financial reporting or its controls0001213900-26-034538
2026-03-252026-Q1Juniata Valley Financial Corp.Juniata Valley says its AI systems may be exposed to deepfake impersonation fraud0001104659-26-034395
2026-03-192026-Q1KOHLS CorpKohl's says deepfakes can be used to impersonate company leadership0001193125-26-115982
2026-03-122026-Q1Verano Holdings Corp.Verano says AI impersonation of executives and vendors is used for wire fraud0001628280-26-017011
2026-03-092026-Q1LendingTree, Inc.LendingTree says it may use more AI in financial reporting and internal controls0001628280-26-016084
2026-03-062026-Q1Independent Bank Corp.Independent Bank says AI tools and deepfakes are driving more fraud attempts0000039311-26-000009
2026-03-052026-Q1Amalgamated Financial Corp.Amalgamated Financial says Fed examiners prioritize material financial risks stemming from AI0001823608-26-000048
2026-03-042026-Q1TriplePoint Venture Growth BDC Corp.TriplePoint Venture Growth names deepfakes of executives used to authorize wire transfers0001580345-26-000008
2026-03-022026-Q1Eastern Bankshares, Inc.Eastern Bankshares says agentic AI makes synthetic-identity fraud easier0001628280-26-013126
2026-03-022026-Q1Santander Holdings USA, Inc.Santander Holdings USA lists deepfake-enabled fraud among AI-assisted threats0000811830-26-000005
2026-02-272026-Q1Seacoast Banking Corp. of FloridaSeacoast Banking says AI tools and deepfakes may make fraud harder to detect0001628280-26-012787
2026-02-262026-Q1Expensify, Inc.Expensify says it uses AI internally to process receipts, bills and invoices0001476840-26-000009
2026-02-262026-Q1UMB Financial Corp.UMB Financial names AI controls alongside financial reporting controls0001193125-26-076496
2026-02-182026-Q1Armour Residential REIT, Inc.ARMOUR Residential REIT lists financial reporting among business processes that use AI0001428205-26-000029
2026-02-102026-Q1Medpace Holdings, Inc.Medpace names insufficient human oversight of AI and missing AI controls among its risks0001668397-26-000006